Functional

Back Up Next

Home
Philosophical
Demonic
Classical
Positive
Biological
Ecological
Functional
Anomie
Learning
Labeling
Conflict
Seduction I
Seduction II
Seduction III

Functionalist Explanations of Crime

Overview

Functionalist explanations, like other sociological models such as labeling or conflict theory, look at the implications of crime and crime control policies, rather than directly attempting to explain the causes of criminal behavior. However, unlike other biological, psychological, and sociological models that remove blame from offenders by claiming criminals have little free will, a functionalist approach favors repression of criminal activity and the use of appropriate sanctions.

The major distinction between functionalist and all other theories of crime causation is the former's apparent positive view of deviant behavior. Ordinary crime is not a threat to the social order. In fact, society needs criminal behavior (and legal responses to it) to function properly. 

Of course, the crime rate should remain within an acceptable limit, as too high a rate of crime might indicate an emerging problem, such as the rise of anomic conditions. Overall, crime is treated as a key indicator of systemic well-being. Yet, a low crime rate is not considered necessarily indicative of social stability.  Society's response to crime in the form of negative feedback helps the citizenry recognize the boundaries of acceptable behavior. This is just one aspect of a cybernetic social system attempting to remain in homeostasis while continuing to gradually make progress. Crime is part of any social system; defined as a pattern of social acts in pursuit of individual and collective goals and governed by its need to maintain its own structure.

Origins of the functionalist perspective

The metaphor upon which the functionalist perspective is based is a very simple one. Society is compared to a human body writ large, with interacting parts all working toward a common goal of keeping the organism functioning properly. The idea is not new. The Bible uses this metaphor in speaking about the church as a community:

 
12
The body is a unit, though it is made up of many parts; and though all its parts are many, they form one body. So it is with Christ.
13
For we were all baptized by one Spirit into one body--whether Jews or Greeks, slave or free--and we were all given the one Spirit to drink.
14
Now the body is not made up of one part but of many.
15
If the foot should say, "Because I am not a hand, I do not belong to the body," it would not for that reason cease to be part of the body.
16
And if the ear should say, "Because I am not an eye, I do not belong to the body," it would not for that reason cease to be part of the body.
17
If the whole body were an eye, where would the sense of hearing be? If the whole body were an ear, where would the sense of smell be?
18
But in fact God has arranged the parts in the body, every one of them, just as he wanted them to be.
19
If they were all one part, where would the body be?

From: 1 Corinthians 12 (English-NIV)

The modern origin of the functionalist perspective is credited to French sociologist Emile Durkheim (1857-1917). He was particularly fascinated by how modern, secular, capitalist societies managed to remain stable despite the decline of the church, the nobility, and the old ruling elites. Where would moral beliefs come from in modern life and why would people follow them?

The society in which we live is characterized by specialization, diversity, and a highly complex division of labor. For example, in order to have a newspaper at your door each morning requires the collective efforts of reporters, editors, desktop publishing experts, advertising salesman, wire services, lumberjacks, paper processors, printers, and delivery drivers (among others). Durkheim compared this condition, which he called organic solidarity, to the early stages of human society in which everyone performed nearly identical roles (mechanical solidarity). Before the modern era, Durkheim believed that societies had a very strong collective conscience that kept most from violating the moral boundaries. With the coming of modernity the collective conscience had been weakened, leaving many unclear about the rules of everyday life. 

In order to explain the contemporary moral order, Durkheim developed his functionalist approach to analyzing society. Rules and laws were essential in the modern era because they were part of the glue holding society together. Norms could not longer be passed on orally or informally enforced, and so required legislation, law enforcement, and courts. 

An overall summary of functionalism as discussed by Durkheim appears below:

Functional Explanation According to Durkheim


It is Durkheim who clearly established the logic of the functional approach to the study of social phenomena, although functional explanations, it will be recalled, play a major part in Herbert Spencer's approach, and the lineaments of functional reasoning were already discernible in the work of August Comte. In particular, Durkheim set down a clear distinction between historical and functional types of inquiry and between functional consequences and individual motivations.

When . . . . the explanation of a social phenomenon is undertaken, we must seek separately the efficient cause which produces it and the function it fulfills. We use the word "function," in preference to "end" or "purpose," precisely because social phenomena do not generally exist for the useful results they produce. We must determine whether there is a correspondence between the fact under consideration and the general needs of the social organism, and in what this correspondence consists, without occupying ourselves with whether it has been intentional or not.

"The determination of function is . . . necessary for the complete explanation of the phenomena. . . . To explain a social fact it is not enough to show the cause on which it depends; we must also, at least in most cases, show its function in the establishment of social order."

Durkheim separated functional analysis from two other analytical procedures, the quest for historical origins and causes and the probing of individual purposes and motives. The second seemed to him of only peripheral importance for sociological inquiry since men often engage in actions when they are unable to anticipate the consequences. The quest for origins and historical causes, however, was to Durkheim as essential and legitimate a part of the sociological enterprise as was the analysis of functions. In fact, he was convinced that the full explanation of sociological phenomena would necessarily utilize both historical and functional analysis. The latter would reveal how a particular item under consideration had certain consequences for the operation of the overall system or its component parts. The former would enable the analyst to show why this particular item, rather than some others, was historically available to subserve a particular function. Social investigators must combine the search for efficient causes and the determination of the functions of a phenomenon.

The concept of function played a key part in all of Durkheim's work from The Division of Labor, in which he sees his prime objective in the determination of "the functions of division of labor, that is to say, what social needs it satisfies," to The Elementary Forms of Religious Life, which is devoted to a demonstration of the various functions performed in society through religious cults, rites, and beliefs. An additional illustration of Durkheim's functional approach is his discussion of criminality.

In his discussion of deviance and criminality, Durkheim departed fundamentally from the conventional path. While most criminologists treated crime as a pathological phenomenon and sought psychological causes in the mind of the criminal, Durkheim saw crime as normal in terms of its occurrence, and even as having positive social functions in terms of its consequences. Crime was normal in that no society could enforce total conformity to its injunctions, and if society could, it would be so repressive as to leave no leeway for the social contributions of individuals. Deviance from the norms of society is necessary if society is to remain flexible and open to change and new adaptations. "Where crime exists, collective sentiments are sufficiently flexible to take on a new form, and crime sometimes helps to determine the form they will take. How many times, indeed, it is only an anticipation of future morality--a step toward what will be." But in addition to such direct consequences of crime, Durkheim identified indirect functions that are no less important. A criminal act, Durkheim reasoned, elicits negative sanctions in the community by arousing collective sentiments against the infringement of the norm. Hence it has the unanticipated consequence of strengthening normative consensus in the common weal. "Crime brings together upright consciences and concentrates them."

Whether he investigated religious phenomena or criminal acts, whether he desired to clarify the social impact of the division of labor or of changes in the authority structure of the family, Durkheim always shows himself a masterful functional analyst. He is not content merely to trace the historical origins of phenomena under investigation, although he tries to do this also, but he moves from the search for efficient causes to inquiries into the consequences of phenomena for the structures in which they are variously imbedded. Durkheim always thinks contextually rather than atomistically. As such he must be recognized as the direct ancestor of that type of functional analysis which came to dominate British anthropology under the impact of Radcliffe-Brown and Malinowski and which led. somewhat later, to American functionalism in sociology under Talcott Parsons and Robert K. Merton.

From Coser, 1977. Masters of Sociological Thought : Ideas in Historical and Social Context. pp. 140-143.


There are several key concepts presented in the above passage. One is the de-emphasis on individual acts and their motivation. Durkheim felt he had to take this position to clearly separate sociological explanations of human behavior from biological and psychological ones. This can be seen most clearly in his analysis of suicide, traditionally treated as an individualistic response to personal conditions. Durkheim felt that if he could explain suicide as a social phenomenon (or social fact as he referred to such things), then sociology was a legitimate intellectual endeavor. 

Similarly, Durkheim's approach led to acceptance of the collection and comparison of crime statistics as a valid method of analyzing crime causation. Building on the work of statisticians such as Adolphe Quetelet, Durkheim was the first to rely heavily on crime and suicide statistics in his approach to the study of crime. If crime rates could be shown to vary significantly from one country or geographical region to another, when comparing rural and urban populations, or by age group, gender, religious background, or ethnicity; then Durkheim could begin to identify the cultural correlates of crime. 

Crime statistics today provide invaluable assistance in identifying trends and patterns, thus allowing criminal justice agencies to focus their efforts on problem areas and crime prevention strategies. 

However, statistics can not explain why one individual turns to crime and another does not, particularly when both come from very similar demographic backgrounds.  This is one of the major weaknesses of the functionalist (and all sociological) approaches. They deal with probabilities, not individual actors. Function can not explain motivation.

Durkheim's focus on the function of social facts led to a second major conclusion; if something exists and persists within society then it must have a role to play in the ongoing life of the social community. From this starting point it is not a major leap to assume that something functional contributes positively to society. With crime this assumption seems quite contrary to ordinary thought patterns and is unfathomable to some. It is to a discussion of the functions of crime within society and its normality we now turn.  


Functionalism and the Normality of Crime

What possible positive functions could crime play within a society? Durkheim identifies several. Some of these are contradictory:

 

bulletIdentification and punishment of criminals shows citizens the limits of acceptable behavior
bulletCrimes punished more severely demonstrate most deeply cherished values
bulletCriminals become negative role models for children
bulletSome criminal activity leads to social change (e.g. Martin Luther King)
bulletExistence of crime indicates society is not overly controlling its citizens (There may be little crime in repressive societies, but there are few freedoms, also)

 


Emile Durkheim on the Normality of Crime 

Crime is normal, an inevitable and necessary part of every society. (It may take abnormal forms, such as when the crime rate is unusually high.) 'A society exempt from it would be utterly impossible' (872). Since people differ from 'the collective type,' there are some divergences which tend toward the criminal. However, what confers a 'criminal character' on divergences from the collective type is not 'the intrinsic quality of a given act but that definition which the collective consciousness lends them' (873).

Crime has an 'indirect utility' (874): In order for transformations in law and morality to be possible, 'the collective sentiments at the basis of morality must not be hostile to change, and consequently must have but moderate energy.... Every pattern is an obstacle to new patterns, to the extent that the first pattern is inflexible' (873-4). This 'moderate energy,' which permits change, also permits crime. If there were no crime, it would be evidence that change was not possible: 'To make progress, individual originality must be able to express itself' (874).

However, crime also has a direct utility. Crime 'in certain cases directly prepares these changes [progress]. Where crime exists, collective sentiments are sufficiently flexible to take on a new form, and crime sometimes helps to determine the form they will take' (874), Example, Socrates; freedom of thought was once a crime. Socrates' crime prepared the way for a 'new morality and faith which the Athenians needed, since the traditions by which they had lived until then were no longer in harmony with the current conditions of life' (874). Thus, 'contrary to current ideas, the criminal no longer seems a totally unsociable being.... On the contrary, he plays a definite role in social life' (874).

From: Emile Durkheim,  'On the Normality of Crime,'  in Theories of Society, edited by Talcott Parsons, Edward Shils, Kaspar D. Naegele, and Jesse R. Pitts. New York: Free Press. pp. 872-75

We could add other functions to the lists. Certainly, the existence of crime has provided career opportunities for millions. Law enforcement personnel, lawyers and other court workers, corrections employees, and treatment and prevention folks all make their living as a result of the fact that criminals dependably keep committing crimes. If criminals all made the decision to stop their activity immediately, social chaos would ensue. ( I could probably go back to being a sociologist or become a computer guy.)

Not to worry! Durkheim believed that criminality was so important to the everyday life of a society that it would never be contained. If our current criminals did stop misbehaving (or we eliminated them), Durkheim believed the government would pass new legislation criminalizing more trivial offenses, so basic is the societal need to have negative role models.  

Crime and the Social System: Cybernetics

Durkheim's idea that crime was a normal part of a functioning social system was further developed by Robert Merton and Talcott Parsons. Robert Merton (1996) clarified functional analysis by separating manifest and latent functions. Manifest functions are overt and easily recognizable. Latent functions may be hidden or represent secondary effects. For example, drug addicts and alcoholics until recently could apply for Social Security benefits on the basis that they were medically incapacitated. The manifest function was to provide basic level assistance for those unable to work. However, the program had a latent crime control function. Many recipients were able to spend the government funds on drugs and alcohol. Without government aid recipients might have resorted to crime to get their drugs. However, once reports of misuse of these funds reached Congress, these groups were cut off. The resulting impact on drug-related crime has not yet been measured.

Harvard sociologist Talcott Parsons further developed Durkheim's functional view of society, creating the social system model. The metaphor of a giant social organism became a more machine-like thing as Parsons further refined his thinking. Later, computer language and imagery was added, and the cybernetic approach to systems theory was developed.

Picture of Talcott Parsons
PARSONS

In Parsons model, a social system consisted of:

  1. mutually dependent parts
  2. parts contribute to functioning of system
  3. moving equilibrium; disturbance induces counter-reaction to maintain equilibrium

Disturbances could be caused by a number of factors, including crime. The system's response to crime functioned to return stability to society, thus keeping things in proper balance (homeostasis). Disturbances were seen as positive in the sense that they mandated society to come up with better solutions, thus encouraging progress. 

For example, an increase in juvenile violence, once noted by the media, citizens, and societal leaders will lead to new ideas to combat it. The result may be a number of new programs. Emphasis might be placed on better parenting skills, keeping guns out of the hands of kids, better school security, greater use of prevention programs, new counseling programs, etc. If these work to reduce youth violence, then society has moved forward. If they are not effective and the problem continues, more new ideas and programs will be developed, until a combination that does work is hit upon. The society in which we live ultimately will become a better place and progress made.

The cybernetic version of this model looks at inputs and outputs, plus systemic processing. Biological, environmental, and cultural factors can be analyzed as inputs, while social institutions (e.g., family, education, religion, government, etc.) process individuals, resulting in social behavioral outcomes. Such models can be quite abstract, but can be studied using quantitative research methods such as multivariate analysis and multiple regression


Feedback loop

The abstract nature of this type of approach to studying criminal behavior meets with frequent criticisms. Pfohl notes that functionalist approaches are both teleological and nondisprovable. However, if one remembers that the focus is on large scale prediction models (not individual cases) and public policy responses and their impacts, a systemic approach can be useful. 

 

Links

Durkheim

Durkheim
The Durkheim Page
Emile Durkheim's Life and Works (1857-1917)
A Bibliography of Works about Durkheim
Durkheim Home Page
Encyclopedia.com - Results for Durkheim, Šmile
Glossary of Terms and Concepts Relevant to Durkheim
Durkheim Timeline
Durkheim Listserv

Functionalism

Emile Durkheim and Functionalism
Durkheim on Social Facts


Merton

Encyclopedia.com - Results for Merton, Robert King
Robert K. Merton

Functionalism

Questioning Functionalism: The Distinguished Career of Robert Merton
Manifest and Latent Functions
Structural Functionalism

Cybernetics

Cybernetics (definitions)
Web Dictionary of Cybernetics and Systems
What are Cybernetics and System Science?
The Macroscope
Feedback

Talcott Parsons
Gregory Bateson on Cybernetics

STELLA Systems Thinking Simulation software

Public Policy and Crime Control

Criminology and Social Policy Links
Crime and Gun Control Issues Before Congress
Crime Control Policy Center

 

Additional Citations:

Merton, Robert K. 1996. On Social Structure and Science. Chicago: University of Chicago Press.

Parsons, Talcott. 1964. The Social System. NY: Free Press.

 

Back to Crim Theory Homepage
This page was last modified November 22, 2005
cgreek@mailer.fsu.edu